How to Start an exciting Calculation

by Andris Gulans & Pasquale Pavone for exciting carbon

Purpose: In this tutorial you will learn how to make the first steps with exciting.


0. Installation and definition of the relevant environment variables

Read the following paragraphs before starting with the rest of this tutorial!

Before starting, be sure that exciting is already installed according to the procedure reported in Download and compile exciting and that relevant environment variables are already defined as specified in How to set environment variables for tutorials scripts.

Before starting any tutorial, it is a good practice to create a subdirectory for each tutorial you are going to work on. Thus, if your working directory is /home/tutorials, as a first step you may create a subdirectory (which could be called, e.g., my_first_tutorial) and move inside it.

$ cd /home/tutorials
$ mkdir my_first_tutorial
$ cd my_first_tutorial

1. Preparing input

i) Diamond

For the very first exciting run, you will use an already prepared example of an input file that sets up a total-energy calculation of diamond. Input files for exciting are written in the XML format and are typically named input.xml. The XML format allows your data to be written in a structured way. Figuratively speaking, an exciting input is pretty much like an article with its sections and subsections. In case of XML data, sections and subsections are called elements.

<input>
 
   <title>Diamond</title>
 
   <structure speciespath="$EXCITINGROOT/species">
 
      <crystal scale="6.7274">
         <basevect>0.0   0.5   0.5</basevect>
         <basevect>0.5   0.0   0.5</basevect>
         <basevect>0.5   0.5   0.0</basevect>
      </crystal>
 
      <species speciesfile="C.xml">
         <atom coord="0.00 0.00 0.00"/>
         <atom coord="0.25 0.25 0.25"/>
      </species>
 
   </structure>
 
   <groundstate 
      ngridk="4 4 4"
      outputlevel="normal"
      xctype="GGA_PBE_SOL">
   </groundstate>
 
</input>

Let us examine this example bit-by-bit. The first thing to be said is that an XML is not sensitive to line indentation. However, for the sake of clarity, line indentation is used in all examples of these Tutorials to illustrate the hierarchy among elements. Now, let's come back to the input.xml shown above. The first and the last line indicate the beginning and the end of the input.

<input>
...
</input>

The element title contains some freely chosen text simply to describe the calculation. Keywords <title> and </title> indicate the beginning and the end of the element (note in the second keyword the presence and position of the slash /).

    <title>Diamond</title>

The next element, structure, describes the geometry and the chemical composition of a studied system. Notice that the declaration of the structure section contains as additional information the parameter speciespath.

    <structure speciespath="$EXCITINGROOT/species/">

Such parameters in the XML language are called attributes, and their values are always given in quotes regardless whether it is numerical, symbolic, or boolean information. In particular, the attribute speciespath defines the location, where the files with the data about chemical elements are stored. In the example above, the speciespath must be changed explicitly either inserting by hand speciespath = "/home/tutorials/exciting/species" in the input file or printing the following command on the command line.

$ SETUP-excitingroot.sh

Remark on the species files directory in exciting: Starting with the release of exciting boron is not possible to define the attribute speciespath (i.e., the directory containing the species files) by linking directly to the exciting-code site.

The element structure contains subelements crystal and species. The element crystal is used for defining the Bravais lattice of the studied system. It contains three lattice vectors (each specified by an element basevect) in units of the attribute scale that is given in Bohr. The element species describes the chemical composition of the studied system. Atomic coordinates are specified by the element atom. The primitive unit cell of diamond contains two carbon atoms, and their positions are given in the basis of the lattice vectors (lattice coordinates).

    <structure ...>
 
      <crystal scale="6.7274">
         <basevect>0.0   0.5   0.5</basevect>
         <basevect>0.5   0.0   0.5</basevect>
         <basevect>0.5   0.5   0.0</basevect>
      </crystal>
 
      <species speciesfile="C.xml">
         <atom coord="0.00 0.00 0.00" />
         <atom coord="0.25 0.25 0.25" />
      </species>
 
   </structure>

The next element, groundstate, contains attributes that define computational parameters. In particular, in calculations of periodic systems it is necessary to define how the Brillouin zone is sampled. It is done using the attribute ngridk. The calculation of some quantities, such as the electron density and the total energy, requires an integration over the Brillouin zone. In practice, the integration is replaced with a sum over equally-spaced points. The number of divisions of the Brillouin zone along each of the three directions of the primitive vectors of the reciprocal lattice is exactly what is specified in the attribute ngridk.

   <groundstate 
      ngridk="4 4 4"
      outputlevel="normal"
      xctype="GGA_PBE_SOL">
   </groundstate>

The attribute outputlevel of the groundstate element specifies the amount of information which is printed to output files. The attribute xctype specifies the type of exchange-correlation functional to be used.

Now, create a work directory diamond, move inside it

$ mkdir diamond
$ cd diamond

Now, save the complete input there as input.xml and run the script SETUP-excitingroot.sh. While for the storage or archiving purposes you may choose any name for the input file, running the exciting code requires that specifically the file input.xml is present.

ii) Visualization of structures

You are ready to start a calculation, but it makes sense to visualize the structure defined in the input before running the code. If XCrySDen is pre-installed, it can be configured for viewing exciting input files. To this purpose, before running XCrySDen, follow the instructions in XCrySDen Setup for exciting. After configuring XcrySDen, try to visualize the prepared input file.

$ xcrysden --exciting input.xml >/dev/null 2>&1 &

If everything is set up properly, this command will open a window as shown below.

xcrysden-snapshot.png

Now you can play a little bit with the visualization program to make sure that you see indeed the diamond structure. Remember that we have supplied the primitive unit cell and not the conventional unit cell. This explains why you do not see something similar to what is normally printed in textbooks for solid-state physics.


2. Running exciting

To run exciting, you simply need to execute the excitingser binary. After a few seconds, the calculation should be finished.

$ time excitingser

Here we used the time command before excitingser in order to get, at the end of the run, the elapsed time explicitly written on the screen.


3. Reading the main output file

The execution of exciting will produce a number of output files. The main output file is named INFO.OUT. It contains basic information about the calculation. Below, this file is discussed for the diamond example and for the default value ("normal") of the attribute outputlevel of the groundstate element.

  • The output file starts with a self-explanatory header.
================================================================================
| EXCITING CARBON started                                                      =
|                                                                              =
| Date (DD-MM-YYYY) : 25-07-2016                                               =
| Time (hh:mm:ss)   : 21:25:20                                                 =
|                                                                              =
| All units are atomic (Hartree, Bohr, etc.)                                   =
================================================================================
  • The next lines give information on the initial density and tells us that the initialization has started.
********************************************************************************
| Ground-state run starting from atomic densities                              *
********************************************************************************

++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
| Starting initialization                                                      +
++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
  • The next section contains lattice parameters and derived quantities.
 Lattice vectors (cartesian) :
      0.0000000000      3.3637000000      3.3637000000
      3.3637000000      0.0000000000      3.3637000000
      3.3637000000      3.3637000000      0.0000000000

 Reciprocal lattice vectors (cartesian) :
     -0.9339693354      0.9339693354      0.9339693354
      0.9339693354     -0.9339693354      0.9339693354
      0.9339693354      0.9339693354     -0.9339693354

 Unit cell volume                           :      76.1170172117
 Brillouin zone volume                      :       3.2588010215
  • The further bit contains the information about the chemical composition of the crystal.
 Species :    1 (C)
     parameters loaded from                 :    C.xml
     name                                   :    carbon
     nuclear charge                         :      -6.00000000
     electronic charge                      :       6.00000000
     atomic mass                            :   21894.16673000
     muffin-tin radius                      :       1.45000000
     # of radial points in muffin-tin       :     250

     atomic positions (lattice) :
       1 :   0.00000000  0.00000000  0.00000000
       2 :   0.25000000  0.25000000  0.25000000

 Total number of atoms per unit cell        :       2
  • The next section tells whether the calculation is a spin-polarized one.
 Spin treatment                             :    spin-unpolarised
  • The exciting code recognizes crystal symmetries automatically and reports what has been found.
 Number of Bravais lattice symmetries       :      48
 Number of crystal symmetries               :      48

 k-point grid                               :       4    4    4
 Total number of k-points                   :       8
 k-point set is reduced with crystal symmetries
  • The basis set related information is printed in the next section. Note that exciting uses different basis sets for the Kohn-Sham orbitals and the effective potential.
 R^MT_min * |G+k|_max (rgkmax)              :       7.00000000
 Species with R^MT_min                      :       1 (C)
 Maximum |G+k| for APW functions            :       4.82758621
 Maximum |G| for potential and density      :      12.00000000

 G-vector grid sizes                        :      20    20    20
 Total number of G-vectors                  :    2229

 Maximum angular momentum used for
     APW functions                          :       8
     computing H and O matrix elements      :       8
     potential and density                  :       8
     inner part of muffin-tin               :       2
  • Further computational details are printed below. The type of the exchange-correlation functional used in the calculation is among them.
 Total nuclear charge                       :     -12.00000000
 Total electronic charge                    :      12.00000000
 Total core charge                          :       4.00000000
 Total valence charge                       :       8.00000000

 Number of empty states                     :       5
 Total number of valence states             :      10

 Maximum Hamiltonian size                   :     158
 Maximum number of plane-waves              :     150
 Total number of local-orbitals             :       8

 Exchange-correlation type                  :      22
     PBEsol, Phys. Rev. Lett. 100, 136406 (2008)
     Generalised gradient approximation (GGA)

 Smearing scheme                            :    Gaussian
 Smearing width                             :       0.00100000

 Using multisecant Broyden potential mixing
  • Further, intermediate results are printed after each iteration of the SCF (self-consistent field) loop.
++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
| SCF iteration number :    1                                                  +
++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
 Total energy                               :       -76.85599113
 _______________________________________________________________
 Fermi energy                               :         0.47006662
 Kinetic energy                             :        75.01772975
 Coulomb energy                             :      -141.28403736
 Exchange energy                            :       -10.09096772
 Correlation energy                         :        -0.49871580

 DOS at Fermi energy (states/Ha/cell)       :         0.00000000

 Electron charges :
     core                                   :         4.00000000
     core leakage                           :         0.00015896
     valence                                :         8.00000000
     interstitial                           :         2.95817624
     charge in muffin-tin spheres :
                  atom     1     C          :         4.52091188
                  atom     2     C          :         4.52091188
     total charge in muffin-tins            :         9.04182376
     total charge                           :        12.00000000

 Estimated fundamental gap                  :         0.18549485
        valence-band maximum at    1      0.0000  0.0000  0.0000
     conduction-band minimum at    4      0.2500  0.2500  0.0000

 Wall time (seconds)                        :         1.13
  • Actual values of the quantities which are relevant for self-consistency are displayed at each iteration (after the first one) and compared with convergence targets (shown in parentheses). If all self-consistency criteria are matched (values are smaller then targets) for the last 2 iterations the calculation has successfully ended.
 RMS change in effective potential (target) :   2.73381      ( 0.100000E-05)
 Absolute change in total energy   (target) :  0.329764      ( 0.100000E-05)
 Charge distance                   (target) :  0.752743E-02  ( 0.100000E-04)
  • The final answer is reported at the last iteration.
++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
| Convergency criteria checked for the last 2 iterations                       +
| Convergence targets achieved. Performing final SCF iteration                 +
++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
 Total energy                               :       -75.88903330
 _______________________________________________________________
 Fermi energy                               :         0.50877673
 Kinetic energy                             :        75.54872804
 Coulomb energy                             :      -140.90111301
 Exchange energy                            :       -10.03414614
 Correlation energy                         :        -0.50250219

 DOS at Fermi energy (states/Ha/cell)       :         0.00000000

 Electron charges :
     core                                   :         4.00000000
     core leakage                           :         0.00016223
     valence                                :         8.00000000
     interstitial                           :         3.09357606
     charge in muffin-tin spheres :
                  atom     1     C          :         4.45321197
                  atom     2     C          :         4.45321197
     total charge in muffin-tins            :         8.90642394
     total charge                           :        12.00000000

 Estimated fundamental gap                  :         0.15982657
        valence-band maximum at    1      0.0000  0.0000  0.0000
     conduction-band minimum at    4      0.2500  0.2500  0.0000
  • The final lines of INFO.OUT tell how the execution has stopped and report the total time spent in the run.
********************************************************************************
| Groundstate module stopped                                                   *
********************************************************************************

 Total time spent (seconds)                 :         4.97

================================================================================
| EXCITING CARBON stopped                                                      =
================================================================================

Notice, that if a CAUTION message is present, it is worth to have a look at the file WARNING.OUT. The CAUTION message could look like the following.

********************************************************************************
| Groundstate module stopped                                                   *
********************************************************************************

 Total time spent (seconds)                 :        11.29

--------------------------------------------------------------------------------
| CAUTION! Warnings have been written in file WARNING.OUT !                    -
--------------------------------------------------------------------------------

================================================================================
| EXCITING CARBON stopped                                                      =
================================================================================

4. Exercises

i) NaCl

Task: Create an input file for NaCl. Run exciting to obtain the total energy.

Hints: In order to succeed with the task, you need to specify the lattice. Similarly to diamond, NaCl crystallizes in the face-centered cubic structure. The figure below shows the crystallographic (the ball-stick structure) and the primitive (the box drawn with black lines) unit cells of NaCl. Define the primitive unit cell in the input.xml file and test it with XCrySDen. The lattice parameter is $a$=5.64 Å.

nacl2.png
ii) SiC in the zinc-blende and wurtzite phases

Task: Create the input files of SiC in the cubic (zinc-blende) and hexagonal (wurtzite) phases. Run exciting to calculate total energies.

Hints: In order to find the structural parameters, you can use the periodic table on the web WebElements and the free Crystallography Open Database.

iii) Outputlevel

Repeat the calculations setting the attribute outputlevel of the groundstate element to "low" and "high". Which are the changes in the file INFO.OUT?


5. Answers

i) NaCl
ii) SiC in the zinc-blende and wurtzite phases


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